This course aims to provide delegates a practical knowledge of the procedures and processes involved in Derivative Operations, including understanding terminology, key stages in the process and effective control including the use of CCPs for OTC derivatives, margin and collateral issues and risks in physically settled derivatives.
Learning objectives
This course aims to provide delegates with a practical knowledge of the procedures and processes involved in derivative operations, including futures, options, swaps and commodity Derivatives covering both on and off exchange products. The program will follow the life cycle of transactions highlighting key stages, actions, possible problems and resolutions and the implications for operational risk management.
Content
- The most commonly used Derivatives.
- Why they are traded and their added value for clients.
- The difference between OTC and Exchange Traded Derivatives.
- How Derivatives trades are cleared and settled.
- The roles of external parties in the Trading and Settlement of Derivatives.
- Clearing & Settlement processes to complete a Derivative Transaction.
- The Risks attached to Derivatives Trading and Settlement.
- The Controls required within the Derivatives business.
Lecturer
David has been involved in the financial markets for over 30 years during which time he has worked in a variety of roles within investment banking.
He has a background that covers both front and operations functions in banking and investment including being at Director level with extensive experience in the management of the operations area.
David has been involved in his present companies for over seven years and in addition to developing the businesses he is involved in many projects utilising his extensive knowledge and experience in a consultancy role and also as a senior trainer within the organisations. David specialises in risk, support services like settlement, custody and fund administration and operations subjects related to securities and derivatives trading and investment. His engagements include working with, and assisting major clients all over the world with consultancy and training for a variety of projects David has authored over a dozen books related to operations in the financial markets, he authors the CISI qualification manual for exchange traded derivatives and also authors the manuals for the CLT/Manchester University Advanced Certificate and Diploma in Fund Administration.
He is a member of the Chartered Institute for Securities and Investment, the Institute of Directors and the Worshipful Company of International Bankers.
Contact
Total Solutions offers the opportunity to organise this training as an open or in-house training.
For more information, please send us an e-mail: training@nl.ts.eu or call +31 20 530 4380
Information
- Date: Date to be determined
- Duration: 2 day(s)
- Location: Hotel Casa 400, Amsterdam
- PE Points: 12
- Price: € 1850,-
- Language: English