The Compliance and AML Manual are key documents to foster a strong compliance culture within your organisation to safeguard and enhance your reputation in the industry. Financial Institutions have to ensure that their employees comply with the company’s own internal policies and external rules and regulation to maintain and enhance the good relations the firm has with its clients, the regulator and other stakeholders.

Total Solutions offer customised solutions based on your line of business. We can design your DFSA Compliance Manual to complement the local rules and regulations issued by the Regulatory Authority in another jurisdiction. We have delivered manuals for many global financial institutions setting up business in DIFC, Dubai while the Group Company is regulated by the SEC in the US and the FSA in the UK.

This service can also be offered to existing firms who would like to ensure that their Compliance and/or AML Manuals are relevant and up to date with the latest regulatory requirements. 

Our other Compliance Solutions include: